SEC Form 4 · accession 0001179110-17-011620
Alphatec Holdings, Inc. · ATEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey G. Black
Officer — Executive VP & CFO
Period of report
Aug 17, 2017
Accepted (ET)
Aug 17, 2017 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001350653
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 17, 2017 | P | 5,000 | $1.80 | A | 34,000 | I | by IRA |
| Common StockF1 | holding | — | — | — | 75,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reporting Person's Form 4 filing dated August 16, 2017, for purchase of 4,000 shares of common stock, incorrectly specified the Ownership Form of those shares as "Direct." The correct Ownership Form of those shares should have been labeled "Indirect," with the Nature of the Beneficial Ownership being identified as "by IRA." For purposes of Item 5 of this Form 4, those 4,000 shares of common stock purchased on August 16 have been moved from "Direct" to "Indirect" as the correct Ownership Form.