SEC Form 4 · accession 0001179110-17-009617
Alphatec Holdings, Inc. · ATEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Oneil
Director
Period of report
Apr 25, 2017
Accepted (ET)
Jun 26, 2017 · 6:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001350653
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 25, 2017 | A | 18,939 | $0.00 | A | 33,006 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $1.98 | Apr 25, 2017 | A | 28,090 | A | Apr 25, 2018 | Apr 25, 2027 | Common Stock | 28,090 | 28,090 | D |
Explanation of responses
- F1The shares vest in four equal annual installments beginning on the first anniversary of the grant date.
- F2The option vests 25% on the first anniversary of the grant date and thereafter in 36 equal monthly installments.