SEC Form 4 · accession 0001179110-17-006461
Alphatec Holdings, Inc. · ATEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leslie H Cross
Director
Period of report
Feb 21, 2017
Accepted (ET)
May 3, 2017 · 2:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001350653
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NQ Stock OptionF1 | $3.09 | Feb 21, 2017 | A | 5,208 | A | Feb 21, 2018 | Feb 21, 2027 | Common Stock | 5,208 | 5,208 | D |
Explanation of responses
- F1The options will vest 25% on the first anniversary of the grant date and 1/12th of the shares vest every 3 months thereafter.