SEC Form 4 · accession 0000899243-16-034745

Alphatec Holdings, Inc. · ATEC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

10% Owner

Period of report

Nov 29, 2016

Accepted (ET)

Dec 1, 2016 · 8:40 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001350653

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Nov 29, 2016	S	2,600	$5.37	D	14,933	D
Common Stock^F1	Nov 29, 2016	S	1,500	$5.37	D	13,433	D
Common Stock^F1	Nov 30, 2016	S	12,400	$5.22	D	1,033	D
Common Stock^F1	Nov 30, 2016	S	1,033	$5.25	D	0	D
Common Stock^F2	holding	—	—		—	898,097	I	Held By HealthpointCapital Partners, L.P.
Common Stock^F2	holding	—	—		—	1,750,880	I	Held By HealthpointCapital Partners II, L.P.

No Table II lines on this filing.

F1On November 29, 2016 and November 30, 2016, 2,600 shares and 12,400 shares, respectively, held by John H. Foster were sold and, on November 29, 2016 and November 30, 2016, 1,500 shares and 1,033 shares, respectively, held by John H. Foster, trustee u/w of Virginia C. Foster, were sold. Mr. Foster is a trustee and the principal beneficiary of such trust.
F2John H. Foster is a managing member of HGP, LLC, which is the general partner of HealthpointCapital Partners, L.P. In addition, Mr. Foster is a managing member of HGP II, LLC, which is the general partner of HealthpointCapital Partners II, L.P. Mr. Foster may be deemed to beneficially own the securities held by HealthpointCapital Partners, L.P. and HealthpointCapital Partners II, L.P. Accordingly, Mr. Foster disclaims beneficial ownership of such shares except as to the extent of his pecuniary interest in such shares.

All share amounts in this report reflect the 1-for-12 reverse stock split of Alphatec Holdings, Inc. common stock effected on August 24, 2016.