SEC Form 4 · accession 0001225208-18-012747
Mueller Water Products, Inc. · MWA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark J Obrien
Director
Period of report
Aug 20, 2018
Accepted (ET)
Aug 20, 2018 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001350593
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 20, 2018 | M | 9,546 | $7.76 | A | 43,137 | D | |
| Common StockF1 | Aug 20, 2018 | F | 6,332 | $11.7759 | D | 36,805 | D | |
| Common Stock | holding | — | — | — | 48,920 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $7.76 | Aug 20, 2018 | M | 9,546 | D | — | Jan 28, 2019 | Common Stock | 9,546 | 0 | D |
Explanation of responses
- F1Shares sold by broker pursuant to Section 10b5-1 Agreement to cover withholding tax liabilities.
- F2The stock options vested in three equal annual installments beginning on the first anniversary of the grant date.