SEC Form 4 · accession 0001225208-18-006923
Mueller Water Products, Inc. · MWA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael T Tokarz
Director
Period of report
Mar 31, 2018
Accepted (ET)
Apr 2, 2018 · 4:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001350593
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF3,F1,F2 | — | Mar 31, 2018 | A | 2,438 | A | — | — | Common Stock | 2,438 | 149,520 | D |
Explanation of responses
- F1Each share of phantom stock is the economic equivalent of one share of Common Stock.
- F2The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director.
- F3Includes 655.28 shares of phantom stock acquired on February 20, 2018 under the Muell1er Water Products, Inc. dividend reinvestment plan ("DRP"). Also includes the 482.16 shares of phantom stock acquired on November 20, 2017 under the Mueller Water Products, Inc. DRP, which were incorrectly attributed to the Reporting Persons shares of common stock holdings.