SEC Form 4 · accession 0001225208-17-018145
Mueller Water Products, Inc. · MWA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marietta Edmunds Zakas
Officer — EVP, Strategy, Corp Dev & Comm
Period of report
Dec 1, 2017
Accepted (ET)
Dec 4, 2017 · 7:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001350593
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 1, 2017 | F | 1,660 | $12.35 | D | 210,301 | D | |
| Common StockF2 | Dec 2, 2017 | A | 6,196 | $0.00 | A | 221,098 | D | |
| Common StockF1,F3 | Dec 2, 2017 | F | 1,535 | $12.35 | D | 219,563 | D | |
| Common StockF4 | holding | — | — | — | 28,102 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.
- F2Acquisition is pursuant to grant of performance-based restricted stock units under the Mueller Water Products, Inc. Amended and Restated 2006 Stock Incentive Plan. Units earned based on performance during three separate performance periods vested on the last day of the three-year award cycle. Excludes shares required to be withheld for tax liabilities.
- F3Includes 1,644.77 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.
- F4Shares acquired by reporting person's spouse through retirement plan.