SEC Form 4 · accession 0001225208-17-017919
Mueller Water Products, Inc. · MWA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Rogowski
Officer — EVP, Sales & Marketing
Period of report
Nov 28, 2017
Accepted (ET)
Nov 30, 2017 · 8:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001350593
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | Nov 28, 2017 | A | 23,045 | $12.41 | A | 73,359 | D | |
| Common StockF2,F3 | Nov 29, 2017 | F | 1,967 | $12.48 | D | 268,539 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquisition is pursuant to grant of restricted stock units under the Mueller Water Products, Inc. Second Amended and Restated 2006 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Mueller Water Products, Inc. Common Stock when the restrictions lapse. The lapse occurs in three (3) equal, annual installments beginning on the first anniversary of the grant date.
- F2Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.
- F3Includes 8,472.17 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.