SEC Form 4 · accession 0001225208-17-017917
Mueller Water Products, Inc. · MWA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Evan Hart
Officer — SVP and CFO
Period of report
Nov 29, 2017
Accepted (ET)
Nov 30, 2017 · 8:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001350593
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 29, 2017 | F | 3,436 | $12.48 | D | 275,058 | D | |
| Common StockF2,F3 | Nov 29, 2017 | S | 100,000 | $12.4676 | D | 175,058 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.
- F2The price reported in Column 4 is an average price. The shares were sold in multiple transactions at prices ranging from $12.43 to $12.5201, inclusive. The reporting person undertakes to provide to Mueller Water Products, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sole at each separate price within the ranges set forth in this footnote.
- F3Includes 25,109.38 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.