SEC Form 3 · accession 0001225208-17-016937
Mueller Water Products, Inc. · MWA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John H Van Gerwen
Officer — SVP, Operations
Period of report
Oct 25, 2017
Accepted (ET)
Nov 3, 2017 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001350593
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 10,229 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF2,F1 | — | holding | — | — | — | — | Nov 29, 2019 | Common Stock | 5,693 | — | D |
| Phantom StockF2,F3 | — | holding | — | — | — | — | Dec 1, 2018 | Common Stock | 2,908 | — | D |
| Phantom StockF2,F4 | — | holding | — | — | — | — | Dec 2, 2017 | Common Stock | 2,726 | — | D |
| Stock Option (Right to Buy)F5 | $3.52 | holding | — | — | — | — | Nov 30, 2020 | Common Stock | 5,440 | — | D |
| Stock Option (Right to Buy)F5 | $4.17 | holding | — | — | — | — | May 25, 2020 | Common Stock | 10,729 | — | D |
Explanation of responses
- F1The phantom shares vest in three equal annual installments beginning November 29, 2016.
- F2Each share of phantom stock is the economic equivalent of one share of Mueller Water Products, Inc. common stock on the vesting date. Shares of phantom stock will be settled solely in cash upon vesting.
- F3The phantom shares vest in three equal annual installments beginning December 1, 2015.
- F4The restricted stock units vest in three equal annual installments beginning December 2, 2014.
- F5The stock options vested in three equal annual installments beginning on the anniversary of the grant date.
Remarks
vangerwenpoa.txt