SEC Form 4/A · accession 0001225208-17-011917
Mueller Water Products, Inc. · MWA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Michael T Tokarz
Director
Period of report
Jun 30, 2017
Accepted (ET)
Jul 3, 2017 · 2:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001350593
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF2,F4,F1,F3 | — | Jun 30, 2017 | A | 2,012 | A | — | — | Common Stock | 2,012 | 141,507 | D |
Explanation of responses
- F1Each share of phantom stock is the economic equivalent of one share of Common Stock.
- F2Includes 1.72 additional shares of phantom stock acquired on June 30, 2016, which were omitted due to a clerical error.
- F3The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director.
- F4Includes 493.25 shares of phantom stock acquired on May 22, 2017 under the Mueller Water Products, Inc. dividend reinvestment plan.