SEC Form 4 · accession 0001225208-17-010614
Mueller Water Products, Inc. · MWA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bernard G Rethore
Director
Period of report
May 30, 2017
Accepted (ET)
May 31, 2017 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001350593
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 30, 2017 | M | 15,094 | $4.67 | A | 27,303 | D | |
| Common Stock | May 30, 2017 | M | 15,094 | $4.21 | A | 42,397 | D | |
| Common Stock | May 30, 2017 | M | 9,701 | $7.95 | A | 52,098 | D | |
| Common Stock | May 30, 2017 | M | 9,546 | $7.76 | A | 61,644 | D | |
| Common Stock | May 30, 2017 | M | 6,965 | $2.79 | A | 68,609 | D | |
| Common StockF1 | May 30, 2017 | S | 56,400 | $11.2314 | D | 12,209 | D | |
| Common Stock | holding | — | — | — | 86,224 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $2.79 | May 30, 2017 | M | 6,965 | D | — | Jan 25, 2022 | Common Stock | 6,965 | 0 | D |
| Stock Option (Right to Buy)F2 | $4.21 | May 30, 2017 | M | 15,094 | D | — | Jan 26, 2021 | Common Stock | 15,094 | 0 | D |
| Stock Option (Right to Buy)F2 | $7.76 | May 30, 2017 | M | 9,546 | D | — | Jan 28, 2019 | Common Stock | 9,546 | 0 | D |
| Stock Option (Right to Buy)F2 | $4.67 | May 30, 2017 | M | 15,094 | D | — | Jan 28, 2020 | Common Stock | 15,094 | 0 | D |
| Stock Option (Right to Buy)F2 | $7.95 | May 30, 2017 | M | 9,701 | D | — | Jan 30, 2018 | Common Stock | 9,701 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $11.19 to $11.30, inclusive. The reporting person undertakes to provide to Mueller Water Products, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2The stock options vested in three (3) equal, annual installments on the anniversary of the grant date.