SEC Form 4 · accession 0001225208-17-007146
Mueller Water Products, Inc. · MWA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael T Tokarz
Director
Period of report
Mar 31, 2017
Accepted (ET)
Apr 3, 2017 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001350593
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF3,F1,F2 | — | Mar 31, 2017 | A | 2,369 | A | — | — | Common Stock | 2,369 | 139,002 | D |
Explanation of responses
- F1Each share of phantom stock is the economic equivalent of one share of Common Stock.
- F2The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director.
- F3Includes 422.98 shares of phantom stock acquired on February 21, 2017 under the Mueller Water Products, Inc. dividend reinvestment plan.