SEC Form 4 · accession 0001225208-17-002491
Mueller Water Products, Inc. · MWA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory E Hyland
Director
Period of report
Feb 6, 2017
Accepted (ET)
Feb 7, 2017 · 10:30 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001350593
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 6, 2017 | M | 281,748 | $3.52 | A | 1,711,229 | D | |
| Common Stock | Feb 6, 2017 | M | 127,321 | $5.05 | A | 1,838,550 | D | |
| Common Stock | Feb 6, 2017 | M | 90,931 | $2.03 | A | 1,929,481 | D | |
| Common Stock | Feb 6, 2017 | S | 1,000,000 | $12.49 | D | 929,481 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $2.03 | Feb 6, 2017 | M | 90,931 | D | — | Nov 29, 2021 | Common Stock | 90,931 | 0 | D |
| Stock Option (Right to Buy)F1 | $3.52 | Feb 6, 2017 | M | 281,748 | D | — | Nov 30, 2020 | Common Stock | 281,748 | 0 | D |
| Stock Option (Right to Buy)F1 | $5.05 | Feb 6, 2017 | M | 127,321 | D | — | Dec 1, 2019 | Common Stock | 127,321 | 154,427 | D |
Explanation of responses
- F1The stock options vested in three (3) equal, annual installments on the anniversary of the grant date.