SEC Form 4 · accession 0001225208-17-001888
Mueller Water Products, Inc. · MWA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jerry W Kolb
Director
Period of report
Jan 29, 2014
Accepted (ET)
Jan 27, 2017 · 5:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001350593
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | Jan 25, 2017 | A | 6,612 | $0.00 | A | 21,712 | D | |
| Common Stock | holding | — | — | — | 5,509 | D | ||
| Common Stock | holding | — | — | — | 77,472 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $8.58 | Jan 29, 2014 | A | 9,656 | A | — | Jan 29, 2024 | Common Stock | 9,656 | 9,656 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Mueller Water Products, Inc. Common Stock when the restrictions lapse. The lapse occurs in three (3) equal, annual installments on each yearly anniversary of the grant date.
- F2The stock options will vest in three (3) equal, annual installments on the anniversary of the grant date.