SEC Form 4 · accession 0001225208-16-042730
Mueller Water Products, Inc. · MWA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Rogowski
Officer — President, Mueller Co.
Period of report
Dec 1, 2016
Accepted (ET)
Dec 5, 2016 · 9:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001350593
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 1, 2016 | F | 2,673 | $13.27 | D | 331,662 | D | |
| Common StockF2 | Dec 2, 2016 | A | 23,183 | $0.00 | A | 364,047 | D | |
| Common StockF1 | Dec 2, 2016 | F | 2,517 | $13.19 | D | 361,530 | D | |
| Common StockF1,F3 | Dec 3, 2016 | F | 2,889 | $13.19 | D | 369,204 | D | |
| Restricted Stock Unit | holding | — | — | — | 50,314 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.
- F2Acquisition is pursuant to grant of performance-based restricted stock units under the Mueller Water Products, Inc. Amended and Restated 2006 Stock Incentive Plan. Units earned based on performance during three separate performance periods vested on the last day of the three-year award cycle.
- F3Includes 8,360.08 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.