SEC Form 4 · accession 0001225208-16-042728
Mueller Water Products, Inc. · MWA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Paul Keefe
Officer — SVP and CTO
Period of report
Dec 2, 2016
Accepted (ET)
Dec 5, 2016 · 9:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001350593
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 2, 2016 | A | 5,278 | $0.00 | A | 139,402 | D | |
| Common StockF2 | Dec 2, 2016 | F | 793 | $13.19 | D | 138,609 | D | |
| Common StockF2,F3 | Dec 3, 2016 | F | 795 | $13.19 | D | 140,376 | D | |
| Restricted Stock Unit | holding | — | — | — | 13,908 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquisition is pursuant to grant of performance-based restricted stock units under the Mueller Water Products, Inc. Amended and Restated 2006 Stock Incentive Plan. Units earned based on performance during three separate performance periods vested on the last day of the three-year award cycle.
- F2Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.
- F3Includes 16,124.48 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.