SEC Form 4 · accession 0001225208-16-042561
Mueller Water Products, Inc. · MWA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Rogowski
Officer — President, Mueller Co.
Period of report
Nov 29, 2016
Accepted (ET)
Dec 1, 2016 · 8:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001350593
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | Nov 29, 2016 | A | 21,568 | $13.26 | A | 79,852 | D | |
| Common StockF2 | holding | — | — | — | 324,562 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquisition is pursuant to grant of restricted stock units under the Mueller Water Products, Inc. Second Amended and Restated 2006 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Mueller Water Products, Inc. Common Stock when the restrictions lapse. The lapse occurs in three (3) equal, annual installments beginning on the first anniversary of the grant date.
- F2Includes 8,360.08 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.