SEC Form 4 · accession 0001225208-16-023188
Mueller Water Products, Inc. · MWA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael T Tokarz
Director
Period of report
Dec 31, 2015
Accepted (ET)
Jan 4, 2016 · 4:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001350593
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF3,F1,F2 | — | Dec 31, 2015 | A | 3,073 | A | — | — | Common Stock | 3,073 | 125,048 | D |
Explanation of responses
- F1Each share of phantom stock is the economic equivalent of one share of Common Stock.
- F2The shares of phantom stock become payable in cash upon the reporting person's termination of service as a director.
- F3Includes 272.93 shares of phantom stock acquired on November 6, 2015 under the Mueller Water Products, Inc. dividend reinvestment plan (the "Plan"). Also includes 30.5 and 0.07 additional shares of phantom stock acquired on May 20, 2015 and August 20, 2015 under the Plan, respectively, which were omitted from a prior filing due to a clerical error.