SEC Form 4 · accession 0001225208-15-021753
Mueller Water Products, Inc. · MWA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert D. Dunn
Officer — SVP, Human Resources
Period of report
Dec 1, 2015
Accepted (ET)
Dec 3, 2015 · 8:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001350593
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 1, 2015 | A | 16,321 | $0.00 | A | 142,765 | D | |
| Restricted Stock UnitF2 | Dec 1, 2015 | A | 11,993 | $9.38 | A | 32,298 | D | |
| Common StockF3,F4 | Dec 2, 2015 | F | 1,279 | $9.28 | D | 145,321 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquisition is pursuant to grant of performance-based restricted stock units under the Mueller Water Products, Inc. Amended and Restated 2006 Stock Incentive Plan. Units earned based on performance during three separate performance periods vested on the last day of the three-year award cycle.
- F2Acquisition is pursuant to grant of restricted stock units under the Mueller Water Products, Inc. Amended and Restated 2006 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Mueller Water Products, Inc. Common Stock when the restrictions lapse. The lapse occurs in three (3) equal, annual installments beginning on the first anniversary of the grant date.
- F3Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.
- F4Includes 14,600.82 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.