SEC Form 4 · accession 0001628280-16-021346
INNERWORKINGS INC · INWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Dudek
Officer — Chief Accounting Officer
Period of report
Nov 14, 2016
Accepted (ET)
Nov 14, 2016 · 6:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001350381
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 14, 2016 | A | 4,153 | $0.00 | A | 4,153 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $9.03 | Nov 14, 2016 | A | 12,458 | A | — | Nov 14, 2026 | Common Stock | 12,458 | 12,458 | D |
Explanation of responses
- F1Represents a grant of restricted stock pursuant to the InnerWorkings, Inc. 2006 Stock Incentive Plan, as amended. The restricted stock vests in four equal annual installments beginning on November 14, 2017.
- F2These options vest in four equal annual installments beginning on November 14, 2017.