SEC Form 4 · accession 0001405086-15-000173
INNERWORKINGS INC · INWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dan Friedberg
Director
Period of report
Jun 3, 2015
Accepted (ET)
Jun 5, 2015 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001350381
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1,F2 | Jun 3, 2015 | A | 14,970 | $0.00 | A | 7,481,023 | I | SEE FOOTNOTE |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a grant of restricted stock issued pursuant to the InnerWorkings, Inc. 2006 Stock Incentive Plan, as amended, and granted in connection with the Reporting Person's service on the Board of Directors of the Issuer. The restricted stock vests on June 3, 2016, and was granted directly to Sagard Capital Partners, L.P., a Delaware limited partnership ("Sagard"), pursuant to the letter agreement dated April 18, 2014, among Sagard, the Reporting Person and the Issuer.
- F2The amount shown represents the beneficial ownership of the Issuer's securities by Sagard. The Reporting Person is the President and Chief Executive Officer of Sagard Capital Partners Management Corp., a Delaware corporation ("Sagard Management") and the investment manager of Sagard, and is the President and Chief Executive Officer of Sagard Capital Partners GP, Inc., a Delaware corporation ("GP") and the general partner of Sagard. The Reporting Person disclaims beneficial ownership (as defined in Rule 16a-1(a)(2)) of the securities reported herein (except to the extent of his pecuniary interest in such securities), and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.