SEC Form 4 · accession 0001350381-18-000035
INNERWORKINGS INC · INWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald Provenzano
Officer — General Counsel
Period of report
Sep 7, 2018
Accepted (ET)
Sep 11, 2018 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001350381
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Restricted Stock Units)F1 | Sep 7, 2018 | A | 19,355 | $0.00 | A | 121,765 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $7.75 | Sep 7, 2018 | A | 58,065 | A | — | Sep 7, 2028 | Common Stock | 58,065 | 58,065 | D |
Explanation of responses
- F1Represents a grant of restricted stock units pursuant to the InnerWorkings, Inc. 2006 Stock Incentive Plan, as amended and restated effective September 6, 2018. Each restricted stock unit represents a contingent right to receive one share of InnerWorkings, Inc. common stock. The restricted stock units vest in four equal annual installments beginning on September 7, 2019.
- F2These options vest in four equal annual installments beginning on September 7, 2019.