SEC Form 4 · accession 0001144204-15-039183
INNERWORKINGS INC · INWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric D Belcher
Officer — President and CEO · Director
Period of report
Jun 23, 2015
Accepted (ET)
Jun 25, 2015 · 6:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001350381
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 23, 2015 | M | 5,190 | $1.00 | A | 415,238 | D | |
| Common StockF2 | Jun 23, 2015 | S | 5,190 | $6.8763 | D | 410,048 | D | |
| Common Stock (withholding for tax liability) | Jun 23, 2015 | F | 5,894 | $6.86 | D | 404,154 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $1.00 | Jun 23, 2015 | M | 5,190 | D | — | Oct 1, 2015 | Common Stock | 5,190 | 57,085 | D |
Explanation of responses
- F1Exercise and subsequent sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2014.
- F2The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $6.86 and $6.91 per share. Complete information regarding the number of shares sold at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.
- F3Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock. This is not an open market sale of securities.
- F4These options became exercisable in 50% installments on October 1, 2006 and June 20, 2007.