SEC Form 4 · accession 0001144204-15-016458
INNERWORKINGS INC · INWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jack M Greenberg
Director
Period of report
Mar 12, 2015
Accepted (ET)
Mar 16, 2015 · 5:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001350381
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 12, 2015 | M | 16,000 | $0.65 | A | 106,740 | D | |
| Common StockF2 | Mar 12, 2015 | S | 16,000 | $6.4381 | D | 90,740 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F3 | $0.65 | Mar 12, 2015 | M | 16,000 | D | — | Oct 1, 2015 | Common Stock | 16,000 | 48,000 | D |
Explanation of responses
- F1Exercise and subsequent sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2014.
- F2The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $6.36 and $6.52 per share. Complete information regarding the number of shares sold at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.
- F3These options became exercisable in two equal annual installments beginning June 30, 2006.