SEC Form 3 · accession 0001209191-17-006200
Ascent Solar Technologies, Inc. · ASTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
TERTIUS FINANCIAL GROUP PTE. LTD.
10% Owner
Period of report
Jan 19, 2017
Accepted (ET)
Jan 30, 2017 · 5:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001350102
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 333,333,333 | D |
Table II — derivative securities
No Table II lines on this filing.