SEC Form 4 · accession 0001181431-15-005699
Ascent Solar Technologies, Inc. · ASTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
TFG Radiant Investment Group Ltd
10% Owner
Period of report
Apr 6, 2015
Accepted (ET)
Apr 9, 2015 · 12:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001350102
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 6, 2015 | P | 1,000,000 | $1.00 | A | 4,873,594 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1TFG Radiant Investment Group Ltd. entered into a Securities Purchase Agreement with the Issuer on April 6, 2015 to purchase 1,000,000 shares of common stock. The purchase of 500,000 shares will close on or before April 13, 2015. The purchase of an additional 500,000 shares will close on or before April 20, 2015.