SEC Form 4 · accession 0001181431-15-002427
Ascent Solar Technologies, Inc. · ASTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lee Kong Hian
Officer — Chief Executive Officer · Director
Period of report
Feb 11, 2015
Accepted (ET)
Feb 13, 2015 · 1:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001350102
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option (Right to Buy)F1 | $1.01 | Feb 11, 2015 | A | 200,000 | A | Feb 11, 2015 | Feb 11, 2025 | Common Stock | 200,000 | 600,000 | D |
Explanation of responses
- F1The stock options vest in the following amounts on the following dates: 50% on February 11, 2016 and 50% on February 11, 2017.