SEC Form 4 · accession 0001181431-15-000347
Ascent Solar Technologies, Inc. · ASTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amit Kumar
Director
Period of report
Jan 1, 2015
Accepted (ET)
Jan 5, 2015 · 7:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001350102
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 1, 2015 | A | 107,476 | $0.00 | A | 168,306 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted stock units on January 1, 2015 in connection with 2015 board compensation. Each unit represents a contingent right to receive one share of common stock of the issuer. The restricted stock units vest in four equal installments on March 26, 2015, June 23, 2015, September 23, 2015 and December 17, 2015.