SEC Form 4 · accession 0001209191-15-014740
TRULIA, INC. · TRLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Prashant Aggarwal
Officer — Chief Financial Officer
Period of report
Feb 17, 2015
Accepted (ET)
Feb 17, 2015 · 6:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001349454
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 17, 2015 | D | 36,290 | — | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $5.55 | Feb 17, 2015 | D | 146,772 | D | — | Nov 8, 2021 | Common Stock | 146,772 | 0 | D |
| Stock Option (Right to Buy)F4 | $26.93 | Feb 17, 2015 | D | 33,750 | D | — | Mar 4, 2023 | Common Stock | 33,750 | 0 | D |
| Restricted Stock UnitsF5 | $0.00 | Feb 17, 2015 | D | 16,874 | D | — | Feb 15, 2017 | Common Stock | 16,874 | 0 | D |
| Restricted Stock UnitsF6 | $0.00 | Feb 17, 2015 | D | 208,334 | D | — | — | Common Stock | 208,334 | 0 | D |
Explanation of responses
- F1Certain of these securities are restricted stock units. Each unit represents the Reporting Person's right to receive one share of Common Stock, subject to the applicable vesting schedule.
- F2Disposed of pursuant to the Agreement and Plan of Merger by and among the Issuer, Zillow, Inc. and Zebra Holdco, Inc., dated as of July 28, 2014 (the "Merger Agreement"), pursuant to which each outstanding share of the Issuer's common stock was cancelled and converted into the right to receive 0.444 of a share of Zillow Group, Inc. (f/k/a Zebra Holdco, Inc.) ("Zillow") Class A Common Stock.
- F3Pursuant to the Merger Agreement, the option was assumed by Zillow in the merger and replaced with an option to purchase 65,166 shares of Zillow Class A Common Stock with an exercise price of $12.50 per share. The option, as originally granted, is subject to an early exercise provision and is immediately exercisable, and vests in forty-eight (48) equal monthly installments from December 9, 2011.
- F4Pursuant to the Merger Agreement, the option was assumed by Zillow in the merger and replaced with an option to purchase 14,985 shares of Zillow Class A Common Stock with an exercise price of $60.66 per share. The option, as originally granted, vests in forty-eight (48) equal monthly installments from February 1, 2013.
- F5Pursuant to the Merger Agreement, the restricted stock units grant was assumed by Zillow in the merger and replaced with a restricted stock units grant for 7,492 shares of Zillow Class A Common Stock at no cost. The restricted stock units grant, as originally granted, vested as to 12.5% on August 14, 2013, and an additional 1/16th vests quarterly thereafter.
- F6Pursuant to the Merger Agreement, the restricted stock units grant was assumed by Zillow in the merger and replaced with a restricted stock units grant for 92,500 shares of Zillow Class A Common Stock at no cost. The restricted stock units grant, as originally granted, vests as to 1/6th of the RSUs each quarter beginning on February 11, 2015.