SEC Form 4 · accession 0000911916-15-000191
CoLucid Pharmaceuticals, Inc. · CLCD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nadia Rupniak
Officer — VP-Research and Development
Period of report
May 13, 2015
Accepted (ET)
May 13, 2015 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001348649
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 13, 2015 | M | 2,457 | $4.07 | A | 2,457 | D | |
| Common Stock | May 13, 2015 | M | 2,457 | $4.07 | A | 4,914 | D | |
| Common Stock | May 13, 2015 | M | 5,541 | $5.09 | A | 10,455 | D | |
| Common Stock | May 13, 2015 | M | 3,690 | $5.09 | A | 14,145 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $4.07 | May 13, 2015 | M | 2,457 | D | — | Apr 20, 2016 | Common Stock | 2,457 | 0 | D |
| Employee Stock Option (Right to Buy)F2 | $4.07 | May 13, 2015 | M | 2,457 | D | — | Jun 26, 2017 | Common Stock | 2,457 | 0 | D |
| Employee Stock Option (Right to Buy)F3 | $5.09 | May 13, 2015 | M | 5,541 | D | — | Jul 15, 2018 | Common Stock | 5,541 | 0 | D |
| Employee Stock Option (Right to Buy)F4 | $5.09 | May 13, 2015 | M | 3,690 | D | — | Feb 2, 2019 | Common Stock | 3,690 | 0 | D |
Explanation of responses
- F1This option vested as follows: 614 shares vested on February 20, 2007, and the remaining 1,843 shares vested in equal monthly installments on the last day of each month, beginning March 31, 2007, over the following 36 months.
- F2This option vested as follows: 614 shares vested on June 27, 2008, and the remaining 1,843 shares vested in equal monthly installments on the last day of each month, beginning July 31, 2008, over the following 36 months.
- F3This option vested as follows: 1,385 shares vested on June 6, 2009, and the remaining 4,156 shares vested in equal monthly installments on the last day of each month, beginning June 30, 2009, over the following 36 months.
- F4This option vested in portions between June 6, 2009 and May 31, 2012.