SEC Form 4 · accession 0001348334-17-000068
BARRACUDA NETWORKS INC · CUDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Zachary S Levow
Director
Period of report
May 31, 2017
Accepted (ET)
Jun 2, 2017 · 8:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001348334
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 31, 2017 | A | 25,000 | $0.00 | A | 2,195,847 | D | |
| Common StockF3 | holding | — | — | — | 211,912 | I | By Trust | |
| Common Stock | holding | — | — | — | 28,963 | I | By Spouse | |
| Common StockF4,F5 | holding | — | — | — | 131,602 | I | By Trust | |
| Common StockF6,F7 | holding | — | — | — | 131,602 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported securities are represented by restricted stock units which vest in four equal annual installments beginning on June 1, 2018.
- F2Excludes 58,095 shares transferred to the Holly Levow 2015 Grantor Retained Annuity Trust dated October 1, 2015 (the "Holly Levow 2015 GRAT") for which Holly Levow serves as a Trustee, and 131,602 shares transferred to the Zachary Levow 2015 Grantor Retained Annuity Trust dated October 1, 2015 (the "Zach Levow 2015 GRAT") for which the Reporting Person serves as a trustee.
- F3The shares are held directly by the Levow Family 2010 Irrevocable Trust, dated June 29, 2010 for which the Reporting Person serves as a trustee.
- F4Includes 131,602 shares previously reported as held by the Reporting Person's spouse and have been transferred and are now held by the Holly Levow 2015 GRAT for which the Reporting Peron's spouse serves as a trustee.
- F5The shares are held by the Holly Levow 2015 GRAT for which the Reporting Person's spouse serves as a trustee.
- F6Includes 131,602 shares previously reported as held directly by the Zachary Levow and were transferred and are now held by the Zach Levow 2015 GRAT for which the Reporting Person serves as a Trustee.
- F7The shares are held by the the Zach Levow 2015 GRAT for which the Reporting Person serves as a trustee.