SEC Form 4/A · accession 0001348334-17-000048
BARRACUDA NETWORKS INC · CUDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Dean M Drako
10% Owner
Period of report
Jan 30, 2017
Accepted (ET)
Apr 6, 2017 · 7:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001348334
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 713,009 | I | By Trust | |
| Common StockF2 | holding | — | — | — | 1,200,171 | I | By Trust | |
| Common StockF3 | holding | — | — | — | 1,619,593 | I | By Trust | |
| Common StockF4 | holding | — | — | — | 1,267,700 | I | By Trust | |
| Common StockF5 | holding | — | — | — | 240,000 | I | By Trust | |
| Common StockF6 | holding | — | — | — | 116,667 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares are held directly by the Dean M. Drako Living Trust for which the Reporting Person serves as a trustee.
- F2The shares are held directly by the Drako Trust F for which the Reporting Person serves as a trustee.
- F3The shares are held directly by the DD Investment Management Trust A for which the Reporting Person serves as trustee.
- F4The shares are held directly by the DD Investment Management Trust B for which the Reporting Person serves as trustee.
- F5The shares are held directly by the DD Investment Trust B for which the Reporting Person serves as a trustee.
- F6The shares are held directly by the DD Investment Trust A for which the Reporting Person serves as a trustee.
Remarks
This amendment on Form 4 is filed to correct the amount of securities beneficially owned in column 5 of each of the reported rows.