SEC Form 4 · accession 0001348334-17-000043
BARRACUDA NETWORKS INC · CUDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gordon Stitt
Director
Period of report
Nov 2, 2016
Accepted (ET)
Mar 2, 2017 · 9:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001348334
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 2, 2016 | S | 2,500 | $22.27 | D | 0 | I | Trust |
| Common Stock | holding | — | — | — | 58,101 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.09 to $22.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- F2The shares are held directly by the Gordon L. Stitt & Valori S. Stitt Revocable Intervivos Trust U/A dtd 11/16/96 for which the Reporting Person serves as trustee.
Remarks
This amendment on Form 4 is filed to correct the amount of securities beneficially owned following the reported transactions in column 5 of each of the reported row. The error in column 5 also appear in subsequent Forms 4 filed through December 2, 2016.