SEC Form 4 · accession 0001348334-17-000041
BARRACUDA NETWORKS INC · CUDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffry R Allen
Director
Period of report
Feb 28, 2017
Accepted (ET)
Mar 2, 2017 · 9:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001348334
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | Feb 28, 2017 | A | 172 | $0.00 | A | 138,537 | I | Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF2 | $23.66 | holding | — | — | — | Feb 28, 2017 | Feb 28, 2027 | Stock Option (right to buy) | 1,257 | 1,257 | D |
Explanation of responses
- F1The reported securities are represented by restricted stock units.
- F2The reported securities were fully vested on the date of grant.
- F3The shares are held directly by The Jeffry & Terri Allen Revocable Trust dated January 29, 2002 for which the Reporting Person serves as a trustee.