SEC Form 4/A · accession 0001348334-17-000032
BARRACUDA NETWORKS INC · CUDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Dean M Drako
10% Owner
Period of report
Dec 14, 2016
Accepted (ET)
Feb 3, 2017 · 7:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001348334
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 14, 2016 | S | 5,000 | $22.63 | D | 1,000,309 | I | By Trust |
| Common StockF1,F3 | Dec 14, 2016 | S | 5,000 | $22.63 | D | 1,562,471 | I | By Trust |
| Common StockF1,F4 | Dec 14, 2016 | S | 5,000 | $22.62 | D | 1,906,893 | I | By Trust |
| Common StockF1,F5 | Dec 14, 2016 | S | 5,000 | $22.62 | D | 1,555,000 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.42 to $23.03, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- F2The shares are held directly by the Dean M. Drako Living Trust for which the Reporting Person serves as a trustee.
- F3The shares are held directly by the Drako Trust F for which the Reporting Person serves as a trustee.
- F4The shares are held directly by the DD Investment Management Trust A for which the Reporting Person serves as trustee.
- F5The shares are held directly by the DD Investment Management Trust B for which the Reporting Person serves as trustee.
Remarks
This amendment on Form 4 is filed to report the 12/14/2016 transactions, and to correct the amount of securities beneficially owned following the reported transactions in column 5 of each of the reported rows. These transactions also affect the reported balances in column 5 on subsequent Forms 4 filed through February 2, 2017.