SEC Form 4 · accession 0001348334-17-000020
BARRACUDA NETWORKS INC · CUDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William D Jenkins Jr.
Officer — Chief Executive Officer · Director
Period of report
Jan 11, 2017
Accepted (ET)
Jan 12, 2017 · 8:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001348334
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 21, 2016 | G | 1,000 | $0.00 | D | 551,880 | D | |
| Common Stock | Nov 21, 2016 | G | 10,000 | $0.00 | D | 541,880 | D | |
| Common StockF2 | Jan 11, 2017 | S | 12,712 | $24.59 | D | 529,168 | D | |
| Common StockF3 | Jan 11, 2017 | S | 3,788 | $25.26 | D | 525,380 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on Nov 11, 2016.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.10 to $25.09, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within footnotes (2) and (3).
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.10 to $25.44, inclusive.