SEC Form 4/A · accession 0001209191-16-148244
BARRACUDA NETWORKS INC · CUDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Michael D Perone
Officer — Chief Marketing Officer & EVP · Director · 10% Owner
Period of report
Aug 1, 2016
Accepted (ET)
Nov 3, 2016 · 6:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001348334
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | holding | — | — | — | 701,689 | I | By Trust | |
| Common StockF3 | holding | — | — | — | 128,523 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 262,179 shares previously reported as held directly by the 2010 Four Year Plan 3 Trust for which the Reporting Person serves as a trustee, and 262,179 shares previously reported as held directly by the 2010 Four Year Plan 9 Trust for which the Reporting Person serves as a trustee.
- F2The shares are held directly by the Perone Family 2010 Irrevocable Trust dated June 29, 2010 for which the Reporting Person serves as a trustee.
- F3The shares are held directly by the Perone Family 2010 Irrevocable Trust - Exempt dated June 29, 2010 for which the Reporting Person serves as a trustee.
Remarks
This amendment on Form 4 is filed to correct the amount of securities beneficially owned following the reported transactions in column 5 of each of the reported rows. The errors in column 5 also appear in subsequent Forms 4 filed through October 11, 2016.