SEC Form 4 · accession 0001209191-16-140325
BARRACUDA NETWORKS INC · CUDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael D Perone
Officer — Chief Marketing Officer & EVP · Director · 10% Owner
Period of report
Sep 1, 2016
Accepted (ET)
Sep 6, 2016 · 9:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001348334
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 1, 2016 | F | 314 | $23.69 | D | 5,020,868 | D | |
| Common StockF2 | holding | — | — | — | 177,331 | I | By Trust | |
| Common StockF3 | holding | — | — | — | 590,685 | I | By Trust | |
| Common StockF4 | holding | — | — | — | 1,210,039 | I | By LLC | |
| Common Stock | holding | — | — | — | 462,744 | I | By Spouse | |
| Common StockF5,F6 | holding | — | — | — | 652,881 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.
- F2The shares are held directly by the Perone Family 2010 Irrevocable Trust dated June 29, 2010 for which the Reporting Person serves as a trustee.
- F3The shares are held directly by the Perone 2012 Irrevocable Trust for which the Reporting Person serves as a trustee.
- F4The shares are held directly Consulting2 LLC for which the Reporting Person serves as the managing member.
- F5Includes 262,179 shares previously reported as held directly by the 2010 Four Year Plan 3 Trust for which the Reporting Person serves as a trustee, and 262,179 shares previously reported as held directly by the 2010 Four Year Plan 9 Trust for which the Reporting Person serves as a trustee.
- F6The shares are held directly by the Perone Family 2010 Irrevocable Trust - Exempt dated June 29, 2010 for which the Reporting Person serves as a trustee.