SEC Form 4/A · accession 0001209191-16-136878
BARRACUDA NETWORKS INC · CUDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jeffry R Allen
Director
Period of report
Aug 10, 2016
Accepted (ET)
Aug 12, 2016 · 6:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001348334
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Aug 10, 2016 | A | 1,712 | $0.00 | A | 168,006 | I | Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $21.90 | Aug 10, 2016 | A | 11,330 | A | Aug 10, 2017 | Aug 10, 2026 | Common Stock | 11,330 | 11,330 | D |
Explanation of responses
- F1The reported securities are represented by restricted stock units which vest in three equal annual installments beginning on August 10, 2017.
- F2Includes 1,359 shares previously report as held directly by the Reporting Person which were re-registered and are now held directly by The Jeffry & Terri Allen Revocable Trust dated January 29, 2002 for which the Reporting Person serves as a trustee.
- F3The shares are held directly by The Jeffry & Terri Allen Revocable Trust dated January 29, 2002 for which the Reporting Person serves as a trustee.
- F4Shares subject to the option vest in three equal annual installments beginning on Aug 10, 2017.
Remarks
This amendment to form 4 corrects the vesting on the reported option and restricted stock units.