SEC Form 4 · accession 0001209191-16-133074
BARRACUDA NETWORKS INC · CUDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Faugno
Officer — Chief Financial Officer
Period of report
Jul 14, 2016
Accepted (ET)
Jul 18, 2016 · 5:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001348334
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jul 14, 2016 | S | 25,000 | $19.90 | D | 408,007 | D | |
| Common StockF3,F4 | holding | — | — | — | 157,320 | I | By Trust | |
| Common StockF5 | holding | — | — | — | 61,308 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on February 11, 2016 by the Reporting Person.
- F2Includes 18,642 shares previously reported as held directly by the Drop Trust 2012 Three Year Annuity Trust for which the Reporting Person serves as a trustee (the "Drop Trust Three Year Annuity Trust") which were re-registered and are now held directly by the Reporting Person.
- F3Includes 40,711 shares previously reported as held directly by the Drop Trust 2012 Three Year Annuity Trust for which the Reporting Person serves as a trustee (the "Drop Trust Three Year Annuity Trust") and 40,711 shares previously reported previously reported as held directly by the Rock Trust 2012 Three Year Annuity Trust for which the Reporting Person's spouse serves as a trustee (the "Rock Trust Three Year Annuity Trust").
- F4The shares are held directly by The Faugno 2012 Irrevocable Trust for which the Reporting Person serves as a trustee.
- F5Includes 18,642 shares previously reported as held directly by the Rock Trust Three Year Annuity Trust which were re-registered and are now held directly by the Reporting Person's spouse.