SEC Form 4/A · accession 0001209191-16-132651
BARRACUDA NETWORKS INC · CUDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Dean M Drako
10% Owner
Period of report
May 27, 2016
Accepted (ET)
Jul 13, 2016 · 9:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001348334
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 31, 2016 | S | 21,085 | $17.18 | D | 2,156,877 | I | By Trust |
| Common StockF1,F3 | May 31, 2016 | S | 21,086 | $17.18 | D | 2,724,038 | I | By Trust |
| Common StockF1,F4 | May 31, 2016 | S | 21,085 | $17.18 | D | 2,213,460 | I | By Trust |
| Common StockF5,F2 | Jun 1, 2016 | S | 28,348 | $17.39 | D | 2,128,529 | I | BY Trust |
| Common StockF5,F3 | Jun 1, 2016 | S | 28,347 | $17.39 | D | 2,695,691 | I | By Trust |
| Common StockF5,F4 | Jun 1, 2016 | S | 28,348 | $17.39 | D | 2,185,112 | I | By Trust |
| Common StockF6,F2 | Jun 2, 2016 | S | 8,580 | $17.31 | D | 2,119,949 | I | By Trust |
| Common StockF6,F3 | Jun 2, 2016 | S | 8,580 | $17.31 | D | 2,687,111 | I | By Trust |
| Common StockF6,F4 | Jun 2, 2016 | S | 8,579 | $17.31 | D | 2,176,533 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.32, inclusive.
- F2The shares are held directly by the Dean M. Drako Living Trust for which the Reporting Person serves as a trustee.
- F3The shares are held directly by the Drako Trust F for which the Reporting Person serves as a trustee.
- F4The shares are held directly by the DD Investment Management Trust A for which the Reporting Person serves as trustee.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.04 to $17.64, inclusive.
- F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.10 to $17.49, inclusive.
Remarks
This amendment on Form 4 is filed to report the amount sold on 5/31/2016, and to correct the amount sold on 6/1/2016 and the securities beneficially owned in column 5 of each of the reported rows.