SEC Form 4 · accession 0001209191-16-114975
BARRACUDA NETWORKS INC · CUDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dean M Drako
10% Owner
Period of report
Apr 15, 2016
Accepted (ET)
Apr 19, 2016 · 7:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001348334
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 15, 2016 | S | 5,250 | $15.91 | D | 2,264,699 | I | By Trust |
| Common StockF1,F3 | Apr 15, 2016 | S | 5,250 | $15.91 | D | 2,881,861 | I | By Trust |
| Common StockF4,F2 | Apr 18, 2016 | S | 6,770 | $15.93 | D | 2,257,929 | I | By Trust |
| Common StockF4,F3 | Apr 18, 2016 | S | 6,770 | $15.93 | D | 2,875,091 | I | By Trust |
| Common StockF2 | Apr 19, 2016 | S | 100 | $15.97 | D | 2,557,829 | I | By Trust |
| Common StockF3 | Apr 19, 2016 | S | 100 | $15.97 | D | 2,874,991 | I | By Trust |
| Common StockF5 | holding | — | — | — | 2,276,533 | I | By Trust | |
| Common StockF6 | holding | — | — | — | 240,000 | I | By Trust | |
| Common StockF7 | holding | — | — | — | 116,667 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.90 to $15.92, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within footnotes (1) and (4).
- F2The shares are held directly by the Dean M. Drako Living Trust for which the Reporting Person serves as a trustee.
- F3The shares are held directly by the Drako Trust F for which the Reporting Person serves as a trustee.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.90 to $15.96, inclusive.
- F5The shares are held directly by the DD Investment Management Trust A for which the Reporting Person serves as trustee.
- F6The shares are held directly by the DD Investment Trust B for which the Reporting Person serves as a trustee.
- F7The shares are held directly by the DD Investment Trust A for which the Reporting Person serves as a trustee.