SEC Form 4 · accession 0001209191-16-104944
BARRACUDA NETWORKS INC · CUDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gordon Stitt
Director
Period of report
Feb 29, 2016
Accepted (ET)
Mar 2, 2016 · 9:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001348334
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 29, 2016 | A | 207 | $0.00 | A | 52,121 | D | |
| Common StockF3 | holding | — | — | — | 2,500 | I | Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $12.86 | Feb 29, 2016 | A | 1,409 | A | Feb 29, 2016 | Feb 28, 2026 | Common Stock | 1,409 | 1,409 | D |
Explanation of responses
- F1The reported securities are represented by restricted stock units.
- F2The reported securities were fully vested on the date of grant.
- F3The shares are held directly by the Gordon L. Stitt & Valori S. Stitt Revocable Intervivos Trust U/A dtd 11/16/96 for which the Reporting Person serves as trustee.