SEC Form 4 · accession 0001209191-15-086933
BARRACUDA NETWORKS INC · CUDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
David Faugno
Officer — Chief Financial Officer
Period of report
Dec 18, 2015
Accepted (ET)
Dec 23, 2015 · 9:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001348334
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 18, 2015 | F | 4,270 | $18.65 | D | 379,990 | D | |
| Common StockF2 | holding | — | — | — | 75,898 | I | By Trust | |
| Common StockF3 | holding | — | — | — | 59,353 | I | By Trust | |
| Common StockF4 | holding | — | — | — | 59,353 | I | By Trust | |
| Common Stock | holding | — | — | — | 42,666 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.
- F2The shares are held directly by The Faugno 2012 Irrevocable Trust for which the Reporting Person serves as a trustee.
- F3The shares are held directly by the Drop Trust 2012 Three Year Annuity Trust for which the Reporting Person serves as a trustee.
- F4The shares are held directly by the Rock Trust 2012 Three Year Annuity Trust for which the Reporting Person serves as a trustee.