SEC Form 4/A · accession 0001209191-15-083026
BARRACUDA NETWORKS INC · CUDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jeffry R Allen
Director
Period of report
Nov 30, 2014
Accepted (ET)
Dec 2, 2015 · 8:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001348334
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 30, 2014 | A | 113 | $0.00 | A | 5,276 | D | |
| Common StockF3 | holding | — | — | — | 184,935 | I | Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $35.93 | Nov 30, 2014 | A | 745 | A | Nov 30, 2014 | Nov 30, 2024 | Common Stock | 745 | 745 | D |
Explanation of responses
- F1The reported securities are represented by restricted stock units.
- F2The reported securities were fully vested on the date of grant.
- F3The shares are held directly by The Jeffry & Terri Allen Revocable Trust dated January 29, 2002 for which the Reporting Person serves as a trustee.
Remarks
The amended Form 4 is to correct the number of restricted stock units and options acquired.