SEC Form 4 · accession 0001209191-15-063176
BARRACUDA NETWORKS INC · CUDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffry R Allen
Director
Period of report
Jul 29, 2015
Accepted (ET)
Jul 31, 2015 · 9:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001348334
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 29, 2015 | A | 1,359 | $0.00 | A | 6,844 | D | |
| Common StockF2 | holding | — | — | — | 184,935 | I | Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $27.58 | Jul 29, 2015 | A | 9,191 | A | Jul 29, 2016 | Jul 29, 2025 | Common Stock | 9,191 | 9,191 | D |
Explanation of responses
- F1The reported securities are represented by restricted stock units which vest in three equal annual installments beginning on July 29, 2016.
- F2The shares are held directly by The Jeffry & Terri Allen Revocable Trust dated January 29, 2002 for which the Reporting Person serves as a trustee.
- F3Shares subject to the option vest in three equal annual installments beginning on July 29, 2016.