SEC Form 4 · accession 0001209191-15-059849
BARRACUDA NETWORKS INC · CUDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diane Honda
Officer — VP, General Counsel, Secretary
Period of report
Jul 1, 2015
Accepted (ET)
Jul 6, 2015 · 9:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001348334
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 1, 2015 | M | 209 | $19.62 | A | 36,980 | D | |
| Common Stock | Jul 1, 2015 | S | 209 | $40.29 | D | 36,771 | D | |
| Common StockF2 | Jul 2, 2015 | F | 587 | $39.54 | D | 36,184 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $19.62 | Jul 1, 2015 | M | 209 | D | — | Oct 10, 2023 | Common Stock | 209 | 5,833 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 13, 2015.
- F2The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.
- F3The option vest in equal monthly installments over a four year period beginning 11/10/2013.