SEC Form 4 · accession 0001209191-15-041973
BARRACUDA NETWORKS INC · CUDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J Goetz
Director · 10% Owner
Period of report
May 8, 2015
Accepted (ET)
May 12, 2015 · 8:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001348334
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 8, 2015 | J | 368 | $0.00 | A | 121,360 | D | |
| Common StockF2 | holding | — | — | — | 157 | I | By Family Trust | |
| Common StockF3 | holding | — | — | — | 5,437,232 | I | By Sequoia Capital Growth Fund III, LP | |
| Common StockF3 | holding | — | — | — | 184,639 | I | By Sequoia Capital Growth III Principals Fund, LLC | |
| Common StockF3 | holding | — | — | — | 40,894 | I | By Sequoia Capital Growth Partners III, LP | |
| Common StockF3 | holding | — | — | — | 157,687 | I | By Sequoia Capital Franchise Partners, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the receipt of shares by the reporting person pursuant to a pro rata in-kind distribution of Common Stock of the Issuer by Francisco Partners Parallel Fund III, L.P. to its partners or member
- F2Shares held by a family trust. The Reporting Person may be deemed to beneficially own the shares held by a family trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.
- F3James J. Goetz is a managing member of SCGF III Management, LLC ("SCGF III Management"). SCGF III Management is the general partner of Sequoia Capital Growth Partners III, L.P. ("SCGP III") and Sequoia Capital Growth Fund III, L.P. ("SCGF III") and is the managing member of Sequoia Capital Growth III Principals Fund, LLC ("SCG III"). In addition, Mr. Goetz is a limited partner of Sequoia Capital Franchise Partners, L.P. ("SCFP"). By virtue of these relationships, Mr. Goetz may be deemed to share beneficial ownership of the shares held by SCGP III, SCGF III, SCG III and SCFP. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.