SEC Form 4/A · accession 0001209191-15-033863

BARRACUDA NETWORKS INC · CUDA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

David Faugno

Officer — Chief Financial Officer

Period of report

Apr 7, 2015

Accepted (ET)

Apr 13, 2015 · 9:23 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001348334

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F2	Apr 7, 2015	S	1,440	$40.97	D	511,697	D
Common Stock^F2,F3	Apr 7, 2015	S	228	$40.97	D	62,254	I	By Trust
Common Stock^F2,F4	Apr 7, 2015	S	228	$40.97	D	62,254	I	By Trust

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on February 7, 2014 by the Reporting Person.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.95 to $41.18, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F3The shares are held directly by the Drop Trust 2012 Three Year Annuity Trust for which the Reporting Person serves as a trustee.
F4The shares are held directly by the Rock Trust 2012 Three Year Annuity Trust for which the Reporting Person serves as a trustee.

Remarks

This amendment on Form 4 is filed to correct the amount of securities beneficially owned following the reported transactions in column 5 of each of the reported rows and to report the shares disposed of in column 4 on April 7, 2015. The errors in column 5 also appear in subsequent Forms 4 filed through April 13, 2015.